1
|
NAME OF REPORTING PERSONS
The Leuthold Group, LLC (d/b/a Leuthold Weeden Capital Management)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) ☐
(b) ☐ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
36,721
|
|||
6
|
SHARED VOTING POWER
198,829(1)
|
||||
7
|
SOLE DISPOSITIVE POWER
36,721
|
||||
8
|
SHARED DISPOSITIVE POWER
198,829(1)
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
235,550
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.3% (2)
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
|
(1) | Represents shares beneficially owned by Leuthold Core Investment Fund and Leuthold Global Fund (see Item 2(a)). |
(2) | This percentage is calculated based on 1,650,000 shares of beneficial interest outstanding, as publicly reported by the issuer. |
1
|
NAME OF REPORTING PERSONS
Leuthold Core Investment Fund (a series of Leuthold Funds, Inc.)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) ☐
(b) ☐ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
|||
6
|
SHARED VOTING POWER
179,478
|
||||
7
|
SOLE DISPOSITIVE POWER
0
|
||||
8
|
SHARED DISPOSITIVE POWER
179,478
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
179,478
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.9% (1)
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IV
|
(1) | This percentage is calculated based on 1,650,000 shares of beneficial interest outstanding, as publicly reported by the issuer. |
1
|
NAME OF REPORTING PERSONS
Leuthold Global Fund (a series of Leuthold Funds, Inc.)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) ☐
(b) ☐ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
|||
6
|
SHARED VOTING POWER
19,351
|
||||
7
|
SOLE DISPOSITIVE POWER
0
|
||||
8
|
SHARED DISPOSITIVE POWER
19,351
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,351
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2% (1)
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IV
|
(1) | This percentage is calculated based on 1,650,000 shares of beneficial interest outstanding, as publicly reported by the issuer. |
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Person Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
T | An investment registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
T | An investment adviser in accordance with section 240.13d‑1(b)(1)(ii)(E). |
Item 4. | Ownership: |
(a) | Amount Beneficially Owned: 235,550 |
(b) | Percent of Class: 14.3% |
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: 36,721 |
(ii) | shared power to vote or to direct the vote: 198,829 |
(iii) | sole power to dispose or to direct the disposition of: 36,721 |
(iv) | shared power to dispose or to direct the disposition of: 198,829 |
(a) | Amount Beneficially Owned: 179,478 |
(b) | Percent of Class: 10.9% |
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: 0 |
(ii) | shared power to vote or to direct the vote: 179,478 |
(iii) | sole power to dispose or to direct the disposition of: 0 |
(iv) | shared power to dispose or to direct the disposition of: 179,478 |
(a) | Amount Beneficially Owned: 19,351 |
(b) | Percent of Class: 1.2% |
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: 0 |
(ii) | shared power to vote or to direct the vote: 19,351 |
(iii) | sole power to dispose or to direct the disposition of: 0 |
(iv) | shared power to dispose or to direct the disposition of: 19,351 |
Item 5. | Ownership of Five Percent or Less of a Class: |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
Item 8. | Identification and Classification of Members of the Group: |
Item 9. | Notice of Dissolution of Group: |
Item 10. | Certification: |